Compliance
Publié le :
07/04/2020
07
avril
avr.
04
2020
A central function in the banking and financial sector, the “Compliance” approach is a mechanism integrated into the majority of businesses. It involves monitoring and reporting on compliance with laws, national and international regulations, professional and ethical standards, and internal procedures.
NON-COMPLIANCE RISK : A SHARED RISK
Today, the management and control of compliance are activities integrated into the legal governance of the entire company. This control is intended to ensure the traceability of information, identify and correct potential deviations between the acts, decisions, operations, products, and processes of the company and all of the standards governing its activity.
Generally entrusted to the Chief Compliance Officer , its control can also be assumed, in whole or in part, by the corporate secretary, the internal control and auditing department, or the in-house counsel. Even so, the performance levers result from systematic information control, particularly regular audits and the implementation of specific communication plans.
To better anticipate and manage non-compliance risks, units in charge of its control adopt the Legal Suite solutions for managing powers of attorney, governance, and in-house matter management.
Historique
-
Compliance
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
A central function in the banking and financial sector, the “Compliance” ap...
-
Electronic Digital Signature Now Available
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
As it continues to enrich its enterprise legal management applications, Leg... -
Collaborative Tools Help Legal Departments
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
COLLABORATIVE TOOLS: A SOURCE OF DISTINCTION AND IMPROVED PERFORMANCE FOR L... -
Generate your documents and contracts in a few clicks with GaLexy®
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
Legal Suite relentlessly researches and develops applications that meet leg... -
Legal Suite Helps with Financial Management
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
FINANCIAL MANAGEMENT UPDATING, MONITORING, AND CONTROLLING THE DELEGATIO... -
Legal Suite in the 2018 Hyperion Research MarketView Report
Publié le : 07/04/2020 07 avril avr. 04 2020Blog
In the 2018 Edition of its MarketView™ Report, Hyperion Research recognized... -
The curious case of corporate counsel
Publié le : 06/04/2020 06 avril avr. 04 2020Blog
Practical Tips to Grow Your Value Moving Forward Originally published on... -
5 questions to Claire Mazzini, in-house counsel at Legal Suite
Publié le : 06/04/2020 06 avril avr. 04 2020Blog
After obtaining her Bachelor of Laws and Juris Doctor in Common Law at the... -
Legal Suite Version 6
Publié le : 06/04/2020 06 avril avr. 04 2020Blog
Capitalizing on its ten years of experience in the service of corporate leg...